Chan, Cheuk Wai (SFC:BLJ862) 陳綽慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2017-11-02 | 2018-01-31 |
| 2 | RICHE BRIGHT SECURITIES LIMITED | RO | Asset management | 2022-11-30 | 2024-03-08 |
| 3 | Tiger Securities Asset Management Company Limited | Rep | Dealing in securities | 2018-03-08 | 2021-08-10 | Rep | Advising on securities | 2018-04-17 | 2021-08-10 | Rep | Asset management | 2018-04-17 | 2021-08-10 | RO | Advising on securities | 2021-08-10 | 2022-02-28 | RO | Asset management | 2021-08-10 | 2022-02-28 | RO | Dealing in securities | 2021-08-10 | 2022-02-28 |
| 4 | Yunrui Asset Management Limited | RO | Advising on securities | 2022-03-15 | 2022-07-15 | RO | Asset management | 2022-03-15 | 2022-07-15 |
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