Xu, Zhan (SFC:AQQ125) 徐湛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-11-22 | RO | Advising on corporate finance | 2016-11-22 | RO | Dealing in securities | 2016-11-22 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-01-16 | 2014-12-05 | Rep | Dealing in securities | 2013-01-16 | 2014-12-05 | RO | Advising on corporate finance | 2014-12-05 | 2016-08-22 | RO | Dealing in securities | 2014-12-05 | 2016-08-22 |
| 3 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-03-10 | 2010-05-10 | Rep | Dealing in securities | 2008-03-10 | 2010-05-10 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2012-10-25 |
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