Lam, Christine Wing-Wah 林詠華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | Advising on securities | 2009-05-08 | 2010-02-02 |
2 | BCT Financial Limited | Rep | Advising on securities | 2013-05-07 | 2015-03-02 | Rep | Dealing in securities | 2013-05-07 | 2015-03-02 | Rep | Advising on securities | 2016-05-03 | Rep | Dealing in securities | 2016-05-03 |
3 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | Rep | Advising on securities | 2008-03-06 | 2009-03-16 |
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