Li, Yi (SFC:AQQ241) 李懿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JINLUO SECURITIES LIMITED | RO | Asset management | 2023-09-07 | |
| 2 | JINLUO SECURITIES LIMITED | RO | Dealing in securities | 2023-09-07 | |
| 3 | JINLUO SECURITIES LIMITED | RO | Advising on securities | 2024-01-02 | |
| 4 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2008-03-10 | 2008-12-31 |
| 5 | BaoQiao Partners Capital Limited | Rep | Dealing in securities | 2008-03-10 | 2008-12-31 |
| 6 | SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-14 | 2015-10-07 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-13 | 2016-06-06 |
| 8 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-01 | 2016-06-06 |
| 9 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-17 | 2020-04-21 |
| 10 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-17 | 2020-04-21 |
| 11 | Golden Asset Management Co., Limited | RO | Dealing in securities | 2020-08-17 | 2021-06-02 |
| 12 | China On Securities Limited | Rep | Dealing in securities | 2021-06-15 | 2021-07-09 |
| 13 | China On Securities Limited | Rep | Asset management | 2021-07-09 | 2021-11-26 |
| 14 | China On Securities Limited | RO | Dealing in securities | 2021-07-09 | 2021-11-26 |
| 15 | Greenfield Asset Management Limited | Rep | Asset management | 2022-06-09 | 2022-08-15 |
| 16 | Greenfield Asset Management Limited | RO | Asset management | 2022-08-15 | 2023-08-08 |
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