Bateman, James Nicholas (SFC:AQQ258)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2013-05-13 | 2019-06-28 |
| 2 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2008-03-10 | 2009-03-25 |
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