Kan, Pui Lai 簡佩麗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2013-08-01 | 2014-02-25 |
2 | CLSA LIMITED | Rep | Dealing in securities | 2008-03-14 | 2008-10-22 |
3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2014-05-12 | 2017-03-06 |
4 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2022-03-07 | 2022-07-07 | Rep | Dealing in securities | 2022-03-07 | 2022-07-07 |
5 | Mirae Asset Securities (HK) Limited | Rep | Dealing in securities | 2012-02-14 | 2013-04-10 |
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