Lim, Yoo Min 任裕敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2008-03-12 | 2009-09-09 |
| 2 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-03-12 | 2009-09-09 |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-03-12 | 2009-09-09 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-05-19 | 2010-06-19 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-05-19 | 2010-06-19 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2010-06-19 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2010-06-21 | 2010-08-21 |
| 8 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2010-06-21 | 2010-08-21 |
| 9 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-06-21 | 2010-08-21 |
| 10 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-03-26 | 2014-05-20 |
| 11 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-02-07 | 2014-05-20 |
| 12 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2014-07-08 | |
| 13 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-07-08 | |
| 14 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2014-07-08 | 2020-05-11 |
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