Tien, Yu-Ping 田育彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | E FUND MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Advising on securities | 2014-09-23 | 2017-08-15 | Rep | Asset management | 2014-09-23 | 2017-08-15 | Rep | Dealing in securities | 2015-06-29 | 2017-08-15 |
| 2 | Globe Capital Asset Management Limited | RO | Advising on securities | 2017-08-16 | 2018-08-31 | RO | Asset management | 2017-08-16 | 2018-08-31 | RO | Dealing in securities | 2017-08-16 | 2018-08-31 |
| 3 | LUPU (HONG KONG) LIMITED | RO | Advising on securities | 2018-09-24 | 2021-05-31 | RO | Asset management | 2018-09-24 | 2021-05-31 | RO | Dealing in securities | 2020-02-05 | 2021-05-31 |
| 4 | MFEX Hong Kong Limited | RO | Dealing in securities | 2021-06-01 | |
| 5 | PRESIDENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-24 | 2008-08-15 |
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