Sze, Lam Lam 施琳琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2008-03-19 | 2011-07-29 | Rep | Dealing in securities | 2012-04-11 | 2013-01-01 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Dealing in securities | 2012-11-28 | 2013-01-01 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-08-23 | Rep | Dealing in securities | 2023-08-23 | Rep | Asset management | 2023-09-20 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2023-08-23 | |
| 5 | Ninety One Hong Kong Limited | Rep | Advising on securities | 2015-03-16 | 2020-08-24 | Rep | Asset management | 2015-03-16 | 2020-08-24 | Rep | Dealing in securities | 2015-03-16 | 2020-08-24 |
| 6 | PGIM (Hong Kong) Limited | Rep | Advising on securities | 2020-09-14 | 2023-07-09 | Rep | Dealing in securities | 2020-09-14 | 2023-07-09 |
| 7 | VALUE PARTNERS HONG KONG LIMITED | Rep | Advising on securities | 2011-09-20 | 2012-03-30 | Rep | Asset management | 2011-09-20 | 2012-03-30 | Rep | Dealing in securities | 2011-09-20 | 2012-03-30 |
| 8 | VALUE PARTNERS LIMITED | Rep | Advising on securities | 2011-09-20 | 2012-03-30 | Rep | Asset management | 2011-09-20 | 2012-03-30 | Rep | Dealing in securities | 2011-09-20 | 2012-03-30 |
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