Davey, Alexander Rupert Gabriel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2016-07-13 | 2016-07-15 | Rep | Advising on securities | 2019-09-18 | 2022-06-24 | Rep | Asset management | 2019-09-18 | 2022-06-24 | Rep | Dealing in securities | 2019-09-18 | 2022-06-24 | Rep | Advising on securities | 2023-03-27 | 2023-04-14 | Rep | Dealing in securities | 2023-03-27 | 2023-04-14 | Rep | Advising on securities | 2023-09-15 | 2023-10-19 | Rep | Dealing in securities | 2023-09-15 | 2023-10-19 |
| 2 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-07-13 | 2016-07-15 | Rep | Advising on securities | 2019-09-18 | 2022-06-24 | Rep | Asset management | 2019-09-18 | 2022-06-24 | Rep | Dealing in securities | 2019-09-18 | 2022-06-24 | Rep | Advising on securities | 2023-03-27 | 2023-04-14 | Rep | Dealing in securities | 2023-03-27 | 2023-04-14 | Rep | Advising on securities | 2023-09-15 | 2023-10-19 | Rep | Dealing in securities | 2023-09-15 | 2023-10-19 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2008-03-26 | 2008-04-08 | Rep | Dealing in securities | 2008-04-16 | 2010-06-10 |
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