Tam, Clara Ka Wai 譚嘉惠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2008-03-26 | 2009-03-17 | Rep | Dealing in securities | 2008-03-26 | 2009-03-17 | Rep | Dealing in securities | 2009-10-27 | 2011-05-13 | Rep | Advising on securities | 2014-10-27 | 2014-12-31 | Rep | Asset management | 2014-10-27 | 2014-12-31 | Rep | Dealing in securities | 2014-10-27 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2014-10-27 | 2015-09-17 | Rep | Advising on securities | 2014-10-27 | 2015-12-29 | Rep | Dealing in securities | 2014-10-27 | 2015-12-29 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2012-12-17 | 2014-09-26 |
| 4 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | Dealing in securities | 2011-07-04 | 2011-08-20 |
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