Mikami, Jiro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-08-28 | 2013-10-09 | Rep | Dealing in securities | 2013-08-28 | 2013-10-09 | Rep | Dealing in securities | 2015-08-04 | 2015-08-07 |
2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-04-02 | 2008-04-09 | Rep | Dealing in securities | 2009-06-15 | 2009-06-19 | Rep | Dealing in securities | 2009-11-02 | 2009-11-07 | Rep | Dealing in securities | 2010-03-23 | 2010-03-29 | Rep | Dealing in securities | 2011-01-19 | 2011-01-22 | Rep | Dealing in securities | 2011-10-31 | 2011-11-07 | Rep | Dealing in securities | 2012-04-12 | 2012-04-14 | Rep | Dealing in securities | 2012-07-09 | 2012-07-14 |
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