Wong, Chau Yee 黃秋兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2023-11-01 | Rep | Dealing in securities | 2023-11-01 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2013-10-09 | 2017-06-23 |
| 3 | Fortune Asset Management Limited | Rep | Advising on securities | 2014-11-14 | 2017-05-25 | Rep | Asset management | 2014-11-14 | 2017-05-25 |
| 4 | Prior Securities Limited | Rep | Dealing in securities | 2017-07-03 | 2017-10-16 | RO | Dealing in securities | 2017-10-16 | 2022-03-07 |
| 5 | Sun Life Hong Kong Limited | Rep | Advising on securities | 2008-08-08 | 2009-05-31 |
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