Leung, Lok Sum Sam 梁樂心
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Avenue Family Office Limited | Rep | Advising on securities | 2022-07-25 | Rep | Asset management | 2022-07-25 | Rep | Dealing in securities | 2022-07-25 |
2 | Basel Capital Limited | Rep | Advising on securities | 2020-12-03 | 2022-06-22 | Rep | Asset management | 2020-12-03 | 2022-06-22 |
3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Dealing in securities | 2017-11-09 | 2020-08-14 |
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