Ning, Le (SFC:BLL567) 寧樂
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2021-09-28 | Rep | Dealing in securities | 2021-09-28 |
| 2 | FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2019-06-17 | 2021-09-05 |
| 3 | FORTUNE FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-04-18 | 2021-09-05 |
| 4 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2017-11-08 | 2019-02-28 |
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