Liu, Qianyue 劉倩月
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-06-18 | 2022-02-19 |
| 2 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-06-18 | 2022-02-19 | Rep | Dealing in securities | 2021-06-18 | 2022-02-19 |
| 3 | JMC Capital HK Limited | Rep | Advising on securities | 2022-08-01 | 2023-07-21 | Rep | Dealing in securities | 2022-08-01 | 2023-07-21 |
| 4 | JMC Capital International Limited | Rep | Advising on securities | 2022-08-01 | 2023-02-28 | Rep | Dealing in securities | 2022-08-01 | 2023-02-28 | Rep | Advising on futures contracts | 2022-09-28 | 2023-02-28 | Rep | Dealing in futures contracts | 2022-09-28 | 2023-02-28 | RO | Advising on futures contracts | 2023-02-28 | 2023-07-21 | RO | Advising on securities | 2023-02-28 | 2023-07-21 | RO | Dealing in futures contracts | 2023-02-28 | 2023-07-21 | RO | Dealing in securities | 2023-02-28 | 2023-07-21 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-11-09 | 2021-05-31 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-09 | 2021-05-31 | Rep | Advising on securities | 2020-11-16 | 2021-05-31 |
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