Tai, Wai Lam 戴慧琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-04-07 | 2009-05-27 |
| 2 | Julius Baer (Hong Kong) Limited | Rep | Dealing in securities | 2009-06-02 | 2011-06-13 | Rep | Advising on securities | 2009-06-24 | 2011-06-13 |
| 3 | LOMBARD ODIER (HONG KONG) LIMITED | Rep | Advising on securities | 2012-11-29 | 2015-06-26 | Rep | Dealing in securities | 2012-11-29 | 2015-06-26 |
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