Chang, Xueshan 常雪杉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BREVAN HOWARD (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2008-04-07 | 2009-02-28 | Rep | Advising on securities | 2008-04-07 | 2009-02-28 | Rep | Asset management | 2008-04-07 | 2010-08-19 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-07-03 | 2017-06-25 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-07-03 | 2017-06-25 |
| 4 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2017-06-26 | 2017-08-04 | Rep | Dealing in securities | 2017-06-26 | 2017-08-04 |
| 5 | HAI Cloud Exchange (HK) Limited | Rep | Dealing in securities | 2018-11-26 | 2019-07-16 | Rep | Leveraged foreign exchange trading | 2018-11-26 | 2019-07-16 |
| 6 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2019-12-10 | Rep | Asset management | 2019-12-10 |
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