Chen, Yu (SFC:BLN446) 陳宇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Harmony Advisors Limited | Rep | Dealing in securities | 2020-01-20 | 2020-04-24 | Rep | Advising on securities | 2020-10-23 | 2023-07-25 | Rep | Asset management | 2020-10-23 | 2023-07-25 | Rep | Dealing in futures contracts | 2020-11-03 | 2023-07-25 | Rep | Dealing in securities | 2020-11-03 | 2023-07-25 |
| 2 | HGNH International Futures Co., Limited | Rep | Dealing in futures contracts | 2017-11-15 | 2018-07-17 |
| 3 | HGNH International Securities Co., Limited | Rep | Dealing in securities | 2017-11-15 | 2018-07-17 |
| 4 | TRANSPAC CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-06-02 | 2020-09-30 | Rep | Advising on securities | 2020-06-02 | 2020-09-30 | Rep | Asset management | 2020-06-02 | 2020-09-30 |
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