Wang, Kang (SFC:BLM893) 王康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-07-19 | 2021-07-23 |
2 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2019-03-11 | 2021-06-25 |
3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2021-08-18 | Rep | Dealing in futures contracts | 2021-08-18 | Rep | Dealing in securities | 2021-08-18 |
4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2017-11-15 | 2019-01-20 |
5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-15 | 2019-01-20 |
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