Chan, Chun Him (SFC:AQW220) 陳俊謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | Rep | Advising on securities | 2008-04-21 | 2010-05-31 | Rep | Dealing in securities | 2009-04-06 | 2010-11-05 | RO | Advising on securities | 2010-05-31 | 2010-09-28 | Rep | Asset management | 2010-05-31 | 2010-11-05 | Rep | Advising on securities | 2010-09-28 | 2010-11-05 |
| 2 | Chiyu Asset Management Limited | RO | Asset management | 2018-05-30 | 2021-06-07 |
| 3 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2021-07-22 | Rep | Advising on futures contracts | 2021-08-12 | Rep | Advising on securities | 2021-08-12 | Rep | Dealing in securities | 2021-08-12 |
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