Kumar, Satish (SFC:AQX050)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2019-01-21 | 2019-01-25 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-04-22 | 2008-09-29 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-09-09 | 2015-09-10 | Rep | Dealing in securities | 2015-09-09 | 2015-09-10 | Rep | Advising on securities | 2016-03-30 | 2016-03-31 | Rep | Dealing in securities | 2016-03-30 | 2016-03-31 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-01-19 | 2009-10-08 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy