Chen, Ming Chao (SFC:AQX499) 陳明照
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2008-04-23 | 2008-11-19 | Rep | Dealing in securities | 2008-04-23 | 2008-11-19 |
2 | Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Advising on securities | 2010-09-21 | 2010-12-17 |
3 | STANDARD & POOR'S, LLC | Rep | Advising on securities | 2009-11-17 | 2010-12-17 |
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