Lu, Yanxiang 呂延翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KAISEN ASSET MANAGEMENT LIMITED | RO | Asset management | 2009-11-13 | 2010-08-07 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-04-30 | 2008-09-29 | Rep | Dealing in securities | 2008-04-30 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-10-29 | 2008-11-15 | Rep | Dealing in securities | 2008-10-29 | 2008-11-15 |
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