Smith, Michael Richard Trevor
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LaSalle Investment Management Hong Kong Limited | Rep | Dealing in securities | 2008-06-23 | 2009-03-03 |
| 2 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2013-02-07 | 2015-05-28 | Rep | Dealing in securities | 2013-02-07 | 2015-05-28 | RO | Advising on securities | 2015-05-28 | 2018-01-25 | RO | Dealing in securities | 2015-05-28 | 2018-01-25 |
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