Chen, Hsiang-Ju (SFC:AQY429) 陳湘如
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-04-29 | 2009-07-08 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-04-29 | 2009-07-08 |
| 3 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2012-12-07 | 2013-04-29 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2020-06-22 | 2022-02-25 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2020-06-22 | Rep | Dealing in securities | 2020-06-22 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2016-10-20 | 2016-10-28 | Rep | Dealing in futures contracts | 2017-04-06 | 2020-03-09 | Rep | Dealing in securities | 2017-04-06 | 2020-03-09 |
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