Song, Di 宋迪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Asset Management Limited | Rep | Advising on securities | 2010-06-15 | 2010-12-29 | Rep | Asset management | 2010-06-15 | 2010-12-29 |
| 2 | CMB International Capital Holdings Corporation Limited | Rep | Dealing in securities | 2009-03-16 | 2010-06-15 |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-30 | 2008-09-29 | Rep | Dealing in securities | 2008-04-30 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-04-30 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-13 | Rep | Dealing in securities | 2008-10-10 | 2008-12-13 |
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