Chen, Guqiao 陳谷喬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVALOK CAPITAL LIMITED | RO | Asset management | 2012-05-31 | RO | Advising on securities | 2015-07-20 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Asset management | 2008-08-15 | 2009-04-30 |
| 3 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Asset management | 2009-05-12 | 2010-03-21 |
| 4 | CMS CAPITAL (HK) CO., LIMITED | Rep | Asset management | 2008-06-12 | 2008-07-23 | Rep | Asset management | 2010-04-14 | 2011-03-09 |
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