Wang, Xiaojie (SFC:ARB168) 王晓洁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2010-01-07 | 2010-07-20 | Rep | Dealing in securities | 2010-01-21 | 2010-07-20 | Rep | Dealing in securities | 2014-03-11 | 2014-03-18 | Rep | Dealing in securities | 2014-04-17 | 2014-07-04 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-05-22 | 2009-11-24 |
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