Koo, Ginam
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-12-10 | 2010-02-10 | Rep | Dealing in securities | 2009-12-10 | 2010-02-10 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-26 | 2008-09-29 | Rep | Dealing in securities | 2008-05-26 | 2008-09-29 |
| 3 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-05-26 | 2008-09-29 |
| 4 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-05-26 | 2008-09-29 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-07-02 | 2009-10-21 | Rep | Dealing in securities | 2009-07-02 | 2009-10-21 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy