Fok, Christopher See Chun 霍思俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2008-05-20 | 2008-08-19 |
| 2 | PLATINUM BROKING COMPANY LIMITED | Rep | Dealing in securities | 2008-11-11 | 2009-04-20 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2016-03-22 |
| 4 | CMB International Capital Limited | Rep | Dealing in securities | 2016-08-18 | 2022-11-11 |
| 5 | CMB International Capital Limited | Rep | Advising on corporate finance | 2016-08-18 | 2023-02-16 |
| 6 | CMB International Securities Limited | Rep | Dealing in securities | 2018-01-22 | 2022-11-11 |
| 7 | CMB International Global Markets Limited | Rep | Dealing in securities | 2022-03-25 | 2022-11-11 |
| 8 | CMB International Capital Limited | RO | Dealing in securities | 2022-11-11 | |
| 9 | CMB International Global Markets Limited | RO | Dealing in securities | 2022-11-11 | |
| 10 | CMB International Securities Limited | RO | Dealing in securities | 2022-11-11 | |
| 11 | CMB International Capital Limited | RO | Advising on corporate finance | 2023-02-16 |
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