Lu, Chan Ching Lina 盧陳晶
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2008-05-20 | 2010-07-09 |
| 2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-05-20 | 2010-07-09 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2015-03-16 | 2017-02-16 | Rep | Dealing in securities | 2015-03-16 | 2017-02-16 |
| 4 | LW Asset Management Advisors Limited | Rep | Asset management | 2013-07-18 | 2015-01-31 |
| 5 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-03-12 | 2013-06-24 |
| 6 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-03-12 | 2013-06-24 |
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