Wu, Jiaxin (SFC:ARD174) 吳佳鑫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA RESEARCH LIMITED | Rep | Advising on securities | 2008-05-28 | 2010-07-22 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2010-09-29 | 2011-04-15 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-09-29 | 2011-04-15 |
| 4 | CLSA LIMITED | Rep | Advising on securities | 2011-10-26 | 2012-12-01 |
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