Burnes, Alexander Milligan

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 LEHMAN BROTHERS ASIA LIMITED Rep Dealing in futures contracts 2008-05-30 2008-09-29
Rep Dealing in securities 2008-05-30 2008-09-29
2 Nomura Asia Investment (Hong Kong) Limited Rep Dealing in futures contracts 2009-05-29 2010-02-19
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-10-10 2011-08-17
Rep Dealing in securities 2008-10-10 2011-08-17
4 NOMURA SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2009-05-29 2011-08-17
Rep Dealing in futures contracts 2010-02-04 2011-08-17

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