Tam, Chung Yin (SFC:ARD541) 譚仲賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2008-05-30 | 2010-03-20 |
| 2 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2017-11-10 | 2018-07-27 | Rep | Asset management | 2017-11-10 | 2018-07-27 |
| 3 | HEAD & SHOULDERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-01-28 | 2020-05-31 |
| 4 | HEAD & SHOULDERS SECURITIES LIMITED | Rep | Advising on securities | 2019-01-28 | 2020-05-31 | Rep | Dealing in securities | 2019-03-12 | 2020-05-31 |
| 5 | TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2012-08-13 | 2014-03-15 | Rep | Asset management | 2012-08-13 | 2014-03-15 |
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