Lee, Su Jin (SFC:ARD670) 李受珍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-06-02 | 2009-01-23 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-02 | 2009-01-23 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2009-11-25 | 2011-04-06 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2009-11-25 | 2011-04-06 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-11-25 | 2011-04-06 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-11-25 | 2011-04-06 |
| 7 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2011-09-26 | 2017-06-30 |
| 8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2011-09-26 | 2017-06-30 |
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