Nicholls, Paul Stewart (SFC:ARD920)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFIN Private Advisors (Hong Kong) Limited | RO | Advising on securities | 2015-08-17 | 2017-11-30 | RO | Dealing in securities | 2015-08-17 | 2017-11-30 | RO | Advising on corporate finance | 2016-10-13 | 2019-11-07 | RO | Advising on securities | 2019-06-11 | 2020-11-23 | RO | Dealing in securities | 2019-06-11 | 2020-11-23 |
| 2 | Brookfield Advisors (Hong Kong) Limited | RO | Advising on securities | 2017-01-04 | 2018-11-30 | RO | Dealing in securities | 2017-01-04 | 2018-11-30 |
| 3 | GL Advisors Hong Kong Limited | Rep | Asset management | 2022-01-07 | |
| 4 | HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED | Rep | Asset management | 2009-03-12 | 2010-07-27 | RO | Asset management | 2010-07-27 | 2011-03-21 |
| 5 | PITT CAPITAL PARTNERS ASIA LIMITED | RO | Advising on corporate finance | 2008-07-28 | 2008-11-21 | RO | Advising on securities | 2008-07-28 | 2008-11-21 |
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