Lai, Juliana Wing Chi 黎泳芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PUREHEART CAPITAL ASIA LIMITED | Rep | Asset management | 2008-07-17 | 2010-05-19 | Rep | Advising on securities | 2008-07-17 | 2010-07-31 | Rep | Dealing in securities | 2010-05-19 | 2010-07-31 |
| 2 | Stifel Hong Kong Limited | Rep | Dealing in securities | 2012-08-27 | 2017-05-06 |
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