Helfer, Paul Douglas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Halbis Capital Management (Hong Kong) Limited | Rep | Dealing in securities | 2009-09-28 | 2009-10-12 | Rep | Dealing in securities | 2010-03-03 | 2010-04-02 | Rep | Dealing in securities | 2010-09-07 | 2010-09-21 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-20 | 2008-07-20 | Rep | Dealing in securities | 2009-09-28 | 2009-10-12 | Rep | Dealing in securities | 2010-03-03 | 2010-04-02 | Rep | Dealing in securities | 2010-09-07 | 2010-09-21 | Rep | Dealing in securities | 2012-09-26 | 2012-10-10 | Rep | Dealing in securities | 2018-03-02 | 2018-03-12 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-20 | 2008-07-20 | Rep | Dealing in securities | 2009-09-28 | 2009-10-12 | Rep | Dealing in securities | 2010-03-03 | 2010-04-02 | Rep | Dealing in securities | 2010-09-07 | 2010-09-21 | Rep | Dealing in securities | 2012-09-26 | 2012-10-10 | Rep | Dealing in securities | 2018-03-02 | 2018-03-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy