Ng, Yu Kwong (SFC:ARF648) 吳宇光
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED | Rep | Advising on securities | 2008-06-20 | 2009-01-21 | Rep | Advising on securities | 2009-07-13 | 2010-11-12 |
2 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2018-12-03 | 2021-09-14 | Rep | Dealing in securities | 2018-12-03 | 2022-06-17 | RO | Advising on securities | 2021-09-14 | 2022-06-17 |
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