Sivapathasundaram, Radeepan

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2008-06-20 2008-12-11
2 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2008-06-20 2008-12-11
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-06-20 2008-12-11
4 Tora Trading Services Limited (HK) Rep Dealing in futures contracts 2009-06-09 2009-08-04
Rep Dealing in securities 2009-06-09 2009-08-04
RO Dealing in futures contracts 2009-08-04 2010-09-17
RO Dealing in securities 2009-08-04 2010-09-17
RO Automated trading services 2010-02-02 2010-09-17

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