Bao, Robert S
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Pyramis Global Advisors (Hong Kong) Limited | RO | Advising on futures contracts | 2008-07-29 | 2011-09-30 |
| 2 | Pyramis Global Advisors (Hong Kong) Limited | RO | Advising on securities | 2008-07-29 | 2011-09-30 |
| 3 | Pyramis Global Advisors (Hong Kong) Limited | RO | Asset management | 2008-07-29 | 2011-09-30 |
| 4 | Pyramis Global Advisors (Hong Kong) Limited | RO | Dealing in securities | 2008-12-11 | 2011-09-30 |
| 5 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-10-03 | 2012-05-02 |
| 6 | Fidelity Management & Research (Hong Kong) Limited | Rep | Advising on securities | 2011-10-03 | 2012-05-02 |
| 7 | Fidelity Management & Research (Hong Kong) Limited | Rep | Asset management | 2011-10-03 | 2012-05-02 |
| 8 | Fidelity Management & Research (Hong Kong) Limited | RO | Advising on futures contracts | 2012-05-02 | 2013-12-19 |
| 9 | Fidelity Management & Research (Hong Kong) Limited | RO | Advising on securities | 2012-05-02 | 2018-06-30 |
| 10 | Fidelity Management & Research (Hong Kong) Limited | RO | Asset management | 2012-05-02 | 2018-06-30 |
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