Wang, Xiaobin (SFC:ARG381) 王小賓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2012-03-05 | 2014-04-14 |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2016-05-04 | 2018-10-19 | Rep | Advising on securities | 2016-05-04 | 2018-10-19 | Rep | Dealing in securities | 2016-05-04 | 2018-10-19 |
| 3 | Jefferies Hong Kong Limited | Rep | Advising on corporate finance | 2018-12-12 | Rep | Advising on securities | 2018-12-12 | Rep | Dealing in securities | 2018-12-12 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-05-26 | 2015-09-15 | Rep | Advising on securities | 2014-05-26 | 2015-09-15 | Rep | Dealing in securities | 2014-05-26 | 2015-09-15 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-05-26 | 2015-09-15 | Rep | Advising on securities | 2014-05-26 | 2015-09-15 | Rep | Dealing in securities | 2014-05-26 | 2015-09-15 |
| 6 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2008-07-21 | 2010-04-08 | Rep | Advising on securities | 2008-07-21 | 2010-04-08 |
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