Nakamura, Tomoyuki 仲村知之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Apollo Asset Management Limited (HK) | Rep | Advising on securities | 2012-09-12 | 2013-06-30 |
2 | ASSET MANAGEMENT GROUP LIMITED | Rep | Advising on securities | 2008-07-22 | 2009-01-31 |
3 | HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | Advising on securities | 2011-11-15 | 2012-03-10 |
4 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-11-24 | 2017-10-02 | Rep | Dealing in securities | 2014-11-24 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2019-11-02 | Rep | Dealing in securities | 2017-10-03 | 2019-11-02 |
5 | KGI Asset Management Limited | Rep | Advising on securities | 2013-11-01 | 2014-11-13 | Rep | Dealing in securities | 2013-11-01 | 2014-11-13 |
6 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2009-02-25 | 2011-07-13 |
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