Hu, Peng (SFC:ARG547) 胡芃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2008-06-27 | 2010-06-09 | Rep | Dealing in securities | 2008-06-27 | 2010-06-09 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-27 | 2010-06-09 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-10-09 | 2016-01-22 | Rep | Advising on securities | 2015-10-09 | 2016-01-22 | Rep | Dealing in securities | 2015-10-09 | 2016-01-22 | RO | Advising on corporate finance | 2016-01-22 | 2018-06-29 | RO | Advising on securities | 2016-01-22 | 2018-06-29 | RO | Dealing in securities | 2016-01-22 | 2018-06-29 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2015-07-01 |
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