Lau, Ho Yan (SFC:ARG595) 劉可茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in securities | 2015-03-25 | 2017-02-16 |
| 2 | CASH Wealth Management Limited | Rep | Advising on securities | 2008-06-30 | 2010-07-26 | Rep | Advising on securities | 2013-09-03 | 2014-11-20 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-08-24 | 2010-07-26 |
| 4 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-09-22 | 2019-05-15 |
| 5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-22 | 2019-05-15 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2017-08-11 | 2019-05-15 |
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