Guinness, Stuart Wesley Grattan

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 BNY Mellon Investment Management Hong Kong Limited Rep Advising on securities 2014-03-10 2014-07-14
Rep Dealing in securities 2014-03-10 2014-07-14
2 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2011-12-07 2012-02-16
Rep Dealing in securities 2011-12-07 2012-02-16
RO Advising on securities 2012-02-16 2012-11-10
RO Dealing in securities 2012-02-16 2012-11-10
3 FIL Investment Management (Hong Kong) Limited Rep Advising on securities 2008-07-03 2009-04-01
Rep Asset management 2008-07-03 2009-04-01
Rep Dealing in securities 2008-07-03 2009-04-01

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