Guinness, Stuart Wesley Grattan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2008-07-03 | 2009-04-01 | Credit Suisse (Hong Kong) Limited | Rep | 2011-12-07 | 2012-02-16 | Credit Suisse (Hong Kong) Limited | RO | 2012-02-16 | 2012-11-10 | BNY Mellon Investment Management Hong Kong Limited | Rep | 2014-03-10 | 2014-07-14 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2008-07-03 | 2009-04-01 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2008-07-03 | 2009-04-01 | Credit Suisse (Hong Kong) Limited | Rep | 2011-12-07 | 2012-02-16 | Credit Suisse (Hong Kong) Limited | RO | 2012-02-16 | 2012-11-10 | BNY Mellon Investment Management Hong Kong Limited | Rep | 2014-03-10 | 2014-07-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy