Soon, Yin Moi Desmond
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Legg Mason Asset Management Hong Kong Limited | Rep | Dealing in securities | 2014-04-07 | 2014-04-11 | Rep | Dealing in securities | 2016-09-02 | 2016-09-08 | Rep | Dealing in securities | 2020-01-06 | 2020-01-10 |
| 2 | Nikko Asset Management Hong Kong Limited | Rep | Advising on securities | 2008-07-03 | 2010-12-31 | Rep | Asset management | 2008-07-03 | 2010-12-31 |
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