Yu, Xiaoxia (SFC:BLH691) 蔚曉霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Canfield Securities Company Limited | Rep | Dealing in securities | 2018-11-15 | Rep | Advising on securities | 2019-01-31 | Rep | Asset management | 2019-01-31 |
| 2 | HONOR ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2017-11-23 | 2018-09-30 | Rep | Asset management | 2017-11-23 | 2018-09-30 |
| 3 | HONOR SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-11-23 | 2018-09-30 |
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